Local Rule Local Criminal Rule 12.4: FINANCIAL DISCLOSURE

LOCAL CRIMINAL RULE 12.4

FINANCIAL DISCLOSURE

(A) Required Disclosure. A nongovernmental corporation, partnership, trust, other similar entity that is a party to, or that appears in, an action or proceeding in this Court shall:

(1) file a statement that

a. identifies all its parent, subsidiary or affiliate entities (corporate or otherwise) that have issued stock or debt securities to the public and also identifies any publicly held entity (corporate or otherwise) that owns 10% or more of its stock, and

b. identifies all parties in the partnerships, general or limited, or owners or members of non-publicly traded entities such as LLCs or other closely held entities, or

c. states that there is nothing to report under Local Criminal Rule 12.4(A)(1)(a), (b), and

(2).

(2) Organizational Victim. Unless the government shows good cause, it must file a statement identifying any organizational victim of the alleged criminal activity. If the organizational victim is an entity described in Local Criminal Rule 12.4(A), the statement must also disclose the information required by Local Criminal Rule 12.4(A) to the extent it can be obtained through due diligence.

(3) file a later statement containing such additional information as may be from time to time required by the Judicial Conference of the United States or this Court.

(B) Time for Filing. A statement or form required by Local Criminal Rule 12.4(A) shall be filed upon the party's first appearance, pleading, petition, motion, response, or other request addressed to the Court. A later statement or form shall be filed promptly upon any change in the circumstances that Local Criminal Rule 12.4(A) requires the party to identify.